ORINDA D. EVANS, District Judge.
This products liability case is currently before the Court on Defendant Alcon Laboratories' ("Alcon" or "Defendant") Motion to Dismiss [Doc. 5] and Defendant's Motion to Dismiss Plaintiff's Amended Complaint [Doc. 11]. For the reasons set forth
Defendant "designed, developed, manufactured, tested, packaged, advertised, promoted, marketed, distributed, labeled, and/or sold the contact lens product known as Air Optix contact lens" [Doc. 10 ¶ 9]. On or about September 22, 2010, Plaintiff Jessica Thomas ("Plaintiff" or "Thomas") used these contact lenses [Id. ¶¶ 11, 28]. Following such use, Thomas experienced pain, irritation, redness, blurred vision, itching, and light sensitivity [Id. ¶¶ 23, 28]. Thomas sought treatment at the Gwinnett Clinic where she was diagnosed with conjunctivitis [Id. 1 29]. Subsequently, Thomas' condition worsened prompting her to seek medical treatment at the Thomas Eye Group, where she was diagnosed as having "ulcers on the cornea due to the subject product manufactured and distributed by the Defendant" [Id. ¶ 30; see also id. ¶¶ 23-24 (Plaintiff explaining she "was diagnosed as having developed pseudomonas in her left eye" "as a direct and proximate result of her use of the Air Optix contact lens")]. On or about September 24, 2010, Plaintiff was admitted to Emory Clinic, where she underwent a left corneal transplant [Id. ¶¶ 27, 31].
Thomas claims that unbeknownst to her, when she purchased and used the contact lenses they had "latent and dangerous properties that significantly increased the likelihood that a person using the product would contract pseudomanas [sic], a severe eye infection" [Doc. 10 ¶ 13]. Moreover, Thomas asserts Defendant violated the Federal Food, Drug and Cosmetic Act ("FDCA") because, for example, "[t]he subject product was adulterated or misbranded" [Id. ¶ 14; see also id. ¶¶ 15-22].
On September 21, 2012, Plaintiff filed a Complaint in the State Court of Gwinnett County, Georgia [Doc. 1-1]. On October 22, 2012, Defendant removed this case to this Court [Doc. 3].
On December 3, 2012, Defendant filed a Motion to Dismiss Plaintiff's Amended Complaint [Doc. 11].
On December 17, 2012, Plaintiff filed a response in opposition [Doc. 12], arguing: (1) Defendant's Motion should be construed as a motion for summary judgment since Defendant submitted matters outside of the pleadings; (2) "Plaintiff has asserted a plausible set of facts that form the basis of her suit" and "[s]he has provided fair notice of her claims to [D]efendant"; and (3) her claims are not preempted [Id.].
Federal Rule of Civil Procedure 12(b)(6) permits dismissal of a complaint for "failure to state a claim upon which relief can be granted." Fed.R.Civ.P. 12(b)(6). In ruling on the pending Motion to Dismiss, all of the well-pleaded factual allegations in the plaintiff's complaint must be accepted as true and construed in the light most favorable to the plaintiff. Young Apartments, Inc. v. Town of Jupiter, Fla., 529 F.3d 1027, 1037 (11th Cir.2008).
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (internal quotation marks and citations omitted). More specifically:
Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal quotation marks and citations omitted). To survive a Rule 12(b)(6) motion, "the plaintiff's factual allegations, when assumed to be true, must be enough to raise a right to relief above the speculative level." United Techs. Corp. v. Mazer, 556 F.3d 1260, 1270 (11th Cir.2009) (internal quotation marks and citation omitted).
Plaintiff argues that Defendant's Motion to Dismiss Plaintiff's Amended
The United States Court of Appeals for the Eleventh Circuit has held that "a district court may take judicial notice of matters of public record without converting a Rule 12(b)(6) motion [to dismiss] into a Rule 56 [summary judgment] motion." Serpentfoot v. Rome City Comm'n, 322 Fed.Appx. 801, 807 (11th Cir.2009) (per curiam) (citing Bryant v. Avado Brands, Inc., 187 F.3d 1271, 1278 (11th Cir.1999)). For that reason, so long as the documents at issue constitute matters of public record, the Court may consider those documents without converting the instant motion into a motion for summary judgment.
"The Court is permitted to take judicial notice of documents made publicly available by a government entity." Henderson v. Sun Pharm. Indus., Ltd., 809 F.Supp.2d 1373, 1379 n. 4 (N.D.Ga. 2011) (Murphy, J.). Accordingly, courts have taken judicial notice of documents from the FDA, a government entity, when ruling on a motion to dismiss. E.g., McClelland v. Medtronic, Inc., No. 6:11-CV-1444-Orl-36KRS, 2012 WL 5077401, at *2 (M.D.Fla. Sept. 27, 2012) (considering "public records of the FDA" because "matters in the public record are susceptible to judicial notice and consideration in resolving a motion to dismiss"); Henderson, 809 F.Supp.2d at 1379, 1379 n. 4. Plaintiff has not cited, and the Court's independent research has not uncovered, any Eleventh Circuit precedent clearly foreclosing the consideration of the FDA's documents. In the absence of any such authority, the Court concludes that it may consider the documents from the FDA as a matter of public record without converting the instant motion into a motion for summary judgment.
Defendant argues that Plaintiff's Amended Complaint should be dismissed because it is insufficiently pled, and because Plaintiff's claims are preempted. As discussed below, the Court finds Plaintiff has failed to state a valid claim, and thus her Amended Complaint [Doc. 11] is due to be dismissed.
In 1976, Congress enacted the Medical Device Amendments of 1976 (the "MDA") "which swept back some state obligations and imposed a regime of detailed federal oversight" for medical devices. Riegel v. Medtronic, Inc., 552 U.S. 312, 316, 128 S.Ct. 999, 169 L.Ed.2d 892 (2008). "The devices receiving the most federal oversight are those in Class III," such as the contact lenses at issue in this case. Id. at 317, 128 S.Ct. 999; 21 C.F.R. § 886.5925(b)(2) (specifying soft contact lenses intended for extended wear are Class III devices). "[T]he MDA established a rigorous regime of premarket approval for new Class III devices." Riegel,
"The MDA includes an express pre-emption provision." Riegel, 552 U.S. at 316, 128 S.Ct. 999. This provision states:
21 U.S.C. § 360k(a). The United States Supreme Court, in Riegel, established a two-pronged test for determining whether state law claims are preempted under the MDA. Riegel, 552 U.S. at 321-22, 128 S.Ct. 999.
Wolicki-Gables v. Arrow Int'l, Inc., 634 F.3d 1296, 1301 (11th Cir.2011) (quoting Riegel, 552 U.S. at 321-22, 128 S.Ct. 999) (alterations omitted). If the court determines state law does impose different or additional requirements relating to safety and effectiveness, the claim is preempted. 21 U.S.C. § 360k(a).
There is however an exception for "parallel claims." The United States Supreme Court explained that:
Riegel, 552 U.S. at 330, 128 S.Ct. 999; see also Wolicki-Gables, 634 F.3d at 1300 ("In Riegel, the Supreme Court held that the MDA preemption clause does not apply to a parallel claim.").
The United States Court of Appeals for the Eleventh Circuit has held that to state a parallel claim, "[a] plaintiff must allege that `the defendant violated a particular federal specification referring to the device at issue.'" Wolicki-Gables, 634 F.3d at 1301 (citation and alteration omitted). In other words, "[p]arallel claims must be specifically stated in the initial pleadings" and "the complaint must set forth facts pointing to specific PMA requirements that have been violated." Id. (internal quotation marks and citation omitted); see also Cline v. Advanced Neuromodulation Sys., Inc., 914 F.Supp.2d 1290, 1300 (N.D.Ga.2012) (Totenberg, J.) ("In Wolicki-Gables, the court stated that a properly alleged parallel claim must both: (1) claim the violation of a particular federal regulation, and (2) `set forth facts pointing to specific . . . requirements that have been violated.'" (quoting Wolicki-Gables, 634 F.3d at 1301)). Thus, "[p]laintiffs cannot simply incant the magic words `[defendant] violated FDA regulations' in order to avoid preemption." Wolicki-Gables, 634 F.3d at 1301.
Plaintiff seems to acknowledge that pure state law claims for strict liability and negligence are preempted. Plaintiff noted, in her response, that she "fil[ed] an amended complaint in order to make plain that she has now abandoned any preempted state law claims, and that her claim[s] [are] based exclusively on violations of federal regulations and violations of express and implied warranties issued by Defendant, which are not preempted by federal law" [Doc. 12 at 2]. It appears, based on this statement, that Plaintiff may still be raising pure state law claims for breach of express and implied warranties, as well as parallel claims. For the reasons set forth below, the Court finds Plaintiff's state law claims for breach of express and implied warranties are preempted under Riegel.
A PMA-approved device automatically satisfies the first prong of the Riegel framework, and here it is undisputed that the contact lenses at issue received PMA approval. See Horn v. Boston Scientific Neuromodulation Corp., No. CV409-074, 2011 WL 3893812, at *3 (S.D.Ga. Aug. 26, 2011); Llado-Carreno v. Guidant Corp., No. 09-20971-CIV, 2011 WL 6223409, at *3 (S.D.Fla. May 16, 2011) ("With regard to the first question, the Riegel Court expressly held that premarket approval imposes federal `requirements' under the MDA, and thus has a preemptive effect.'" (citation omitted)); Leonard v. Medtronic, Inc., No. 1:10-CV-03787-JEC, 2011 WL 3652311, at *4 (N.D.Ga. Aug. 19, 2011) (Carnes, C.J.).
As for the second prong of the Riegel framework, Plaintiff's claims clearly relate to the "safety and effectiveness" of the contact lenses [e.g., Doc. 10 ¶ 51 ("Defendant expressly warranted to Ms. Thomas that the subject product was safe and fit for use for its intended purposes, that it was of merchantable quality, that it did not produce any dangerous side effects, and that it was adequately tested and fit for its intended use.")]. Courts have consistently found that state law claims for breach of warranties based on the safety or effectiveness of the device, impose requirements "that `are different from, or in addition to'" federal regulations, and thus are preempted. Riegel, 552 U.S. at 330, 128 S.Ct. 999 (affirming dismissal of the plaintiff's claims for: negligence; strict liability; and breach of implied warranty); Horn, 2011 WL 3893812, at *4-7 (holding plaintiff's state law claims for strict liability, negligence, and breach of implied warranty were preempted under Riegel)
Plaintiff, in her Amended Complaint [Doc. 10], asserts Defendant violated: 21 U.S.C. §§ 331, 351(a) and (h), 21 C.F.R. § 820.70(c), (d), and (e), and 820.90(a); and "other good manufacturing practice regulations mandated by the [FDA] in manufacturing, packaging, and distributing the subject product" [Id. ¶¶ 14-21]. Plaintiff also generally alleges Defendant violated "applicable federal law, federal regulations, and good practices," without indicating what specific or additional provisions were violated [e.g., id. ¶ 35].
[Doc. 11-1 at 3]. The Court agrees.
As an initial matter, 21 U.S.C. § 351(a) and (h) do not exist. Plaintiff has also cited to 21 U.S.C. § 331, but this part of the Code deals with "over-the-counter antacid product[s]," and thus has no relevance to this case. See 21 C.F.R. § 331.1. The Court can only assume that Plaintiff has inadvertently cited the wrong regulations, but Plaintiff has not clarified this matter.
As for 21 C.F.R. §§ 820.70(c), (d), and (e), and 820.90(a), these regulations are contained in the "Quality System Regulation" ("QSR") portion of the Code of Federal Regulations. Courts have held that the regulations contained in the QSR portion of the Code, cannot serve as the basis for a parallel claim. The court in Horn, 2011 WL 3893812, at *8-9, emphasized this point in discussing such regulations, noting:
Horn, 2011 WL 3893812, at *9 (quoting Ilarraza v. Medtronic, Inc., 677 F.Supp.2d 582, 588 (E.D.N.Y.2009)) (emphasis added, and internal quotation marks and alterations omitted).
Furthermore, Plaintiff's general and conclusory allegations that Defendant "fail[ed] to follow applicable federal law, federal regulations, and good practices" are insufficient [e.g., Doc. 10 ¶ 35]. Plaintiff has failed to "set forth facts pointing to specific PMA requirements that have been violated." Wolicki-Gables, 634 F.3d at 1301 (internal quotation marks omitted); see also Cline, 914 F.Supp.2d at 1300 ("Absent from the complaint are specific factual allegations indicating exactly what FDA regulation was violated and in what manner. The Eleventh Circuit has foreclosed this generic approach to the pleading of parallel claims, holding that it fails to meet the requirements of Twombly and Iqbal."); Leonard, 2011 WL 3652311, at *6 ("Besides being a general, conclusory allegation, the complaint does not point to specific premarket approval requirements that have been violated or allege any facts as to how those violations occurred. Without these allegations, Count One amounts to nothing more than the speculative proposition that `full compliance would have resulted in a problem-free device.'"); Llado-Carreno, 2011 WL 6223409, at *5 ("These general allegations are insufficient to satisfy the requisite elements of a parallel claim, as Plaintiff fails to provide any factual detail to substantiate the crucial allegation. Specifically, he does not set forth any specific problem, or failure to comply with any FDA regulation that can be linked to the injury alleged." (internal quotation marks, alterations, and citations omitted)). Plaintiff's claims, which "simply incant the magic words [Defendant] violated FDA regulations," are therefore insufficient. Wolicki-Gables, 634 F.3d at 1301.
For the reasons set forth above, Defendant's Motion to Dismiss [Doc. 5] is DISMISSED AS MOOT, and Defendant's